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Designing, developing, and implementing a robust Risk Management function from the ground up, including the establishment of a risk governance structure, risk registers, and risk appetite statements

Building a Risk Management Function from Scratch

A Leading Global Corporate Services Firm, Headquartered in Hong Kong.

Conducting an in-depth governance structure review of a Mainland China subsidiary of a top-tier US Investment Bank.

Governance and Structure Review of Mainland Chinese Subsidiary

A Tier 1 US Investment Bank

Design and execution of a robust Annual Controls Review programme for a Universal Bank in Hong Kong, mandated by a US Regulator.

Annual Control Reviews of Conduct-related Activities: A Regulatory Imperative

A leading Universal Bank in Hong Kong

Development and implementation of comprehensive Hong Kong Credit Risk Regulatory Training

Hong Kong Credit Risk Regulatory Training

A Tier 1 European Private & Investment Bank

Evaluating the current state and designing a target operating model for first and second-line internal controls, specifically for inventory mapping, to guide future development and ensure compliance with ICFR and COSO standards.

Current State Assessment and Target Operating Model Design for Internal Controls

A Multilateral Infrastructure Development Bank headquartered in China.

Regulatory inventory mapping, framework, policies, and procedures documentation maintenance programme

Regulatory inventory mapping: creation of a framework, policies, and procedures documentation programme

A top-tier European Private and Investment Bank

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